Companies complying with Regulation Best Interest (Reg BI)
Regulation Best Interest (Reg BI) is an SEC rule that obligates broker‑dealers and their associated persons to place the retail customer's interests first when recommending any securities transaction, investment strategy, or account type.
264
companies
List of companies that comply with Regulation Best Interest (Reg BI)
This is sourced from job postings — companies only hire for what they actively use or plan to adopt · how we source this →

Employees3kRevenue$677MBanking
Regulation Best Interest (Reg BI)High confidence
Employees790Revenue$1.4BFurniture and Home Furnishings Manufacturing
Regulation Best Interest (Reg BI)High confidence
Employees18kRevenue$14BFinancial Services
Regulation Best Interest (Reg BI)High confidence
Employees2.7kRevenue$110MFinancial Services
Regulation Best Interest (Reg BI)High confidence
Employees29kRevenue$6.9BFinancial Services
Regulation Best Interest (Reg BI)High confidence
Employees15kRevenue$8.8BFinancial Services
Regulation Best Interest (Reg BI)High confidence
Employees3.3kFinancial Services
Regulation Best Interest (Reg BI)High confidence
Employees20kRevenue$3.3BAccounting
Regulation Best Interest (Reg BI)High confidence
Employees30kRevenue$22BFinancial Services
Regulation Best Interest (Reg BI)Medium confidence
Employees4.8kRevenue$1.6BFinancial Services
Regulation Best Interest (Reg BI)Medium confidence
Showing top companies out of 264 that comply with Regulation Best Interest (Reg BI). Get the full list on TheirStack.
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