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Companies complying with Regulation Best Interest (Reg BI)

Regulation Best Interest (Reg BI) is an SEC rule that obligates broker‑dealers and their associated persons to place the retail customer's interests first when recommending any securities transaction, investment strategy, or account type.

List of companies that comply with Regulation Best Interest (Reg BI)

This is sourced from job postings — companies only hire for what they actively use or plan to adopt · how we source this →

  • Atlantic Union Bank logo
    United StatesEmployees3kRevenue$677MBanking
    Regulation Best Interest (Reg BI)High confidence
  • Mercury logo
    New ZealandEmployees790Revenue$1.4BFurniture and Home Furnishings Manufacturing
    Regulation Best Interest (Reg BI)High confidence
  • Ameriprise Financial Services, LLC logo
    United StatesEmployees18kRevenue$14BFinancial Services
    Regulation Best Interest (Reg BI)High confidence
  • Osaic logo
    United StatesEmployees2.7kRevenue$110MFinancial Services
    Regulation Best Interest (Reg BI)High confidence
  • Vanguard logo
    United StatesEmployees29kRevenue$6.9BFinancial Services
    Regulation Best Interest (Reg BI)High confidence
  • LPL Financial logo
    United StatesEmployees15kRevenue$8.8BFinancial Services
    Regulation Best Interest (Reg BI)High confidence
  • Equitable logo
    United StatesEmployees3.3kFinancial Services
    Regulation Best Interest (Reg BI)High confidence
  • RSM US LLP logo
    United StatesEmployees20kRevenue$3.3BAccounting
    Regulation Best Interest (Reg BI)High confidence
  • Truist logo
    United StatesEmployees30kRevenue$22BFinancial Services
    Regulation Best Interest (Reg BI)Medium confidence
  • Robinhood logo
    United StatesEmployees4.8kRevenue$1.6BFinancial Services
    Regulation Best Interest (Reg BI)Medium confidence

Showing top companies out of 264 that comply with Regulation Best Interest (Reg BI). Get the full list on TheirStack.

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