Companies complying with Regulation Best Interest (Reg BI)

Regulation Best Interest (Reg BI) is an SEC rule that obligates broker‑dealers and their associated persons to place the retail customer's interests first when recommending any securities transaction, investment strategy, or account type.

List of companies that comply with Regulation Best Interest (Reg BI)

CompanyCountryIndustryEmployeesRevenueTechnologies
Country flag

United States

Banking

2.9k

$677M

Regulation Best Interest (Reg BI)

Country flag

United States

Financial Services

2.6k

$1.9B

Regulation Best Interest (Reg BI)

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United States

Financial Services

200k

$75B

Regulation Best Interest (Reg BI)

Country flag

United States

Financial Services

29k

$22B

Regulation Best Interest (Reg BI)

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United States

Financial Services

246k

$2.7B

Regulation Best Interest (Reg BI)

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United States

Investment Management

187

Regulation Best Interest (Reg BI)

Country flag

United States

Financial Services

204k

Regulation Best Interest (Reg BI)

Country flag

United States

Financial Services

14k

$8.8B

Regulation Best Interest (Reg BI)

Country flag

United States

Insurance

1.8k

Regulation Best Interest (Reg BI)

Country flag

United States

Financial Services

227

Regulation Best Interest (Reg BI)

Showing top companies out of 164 that comply with Regulation Best Interest (Reg BI). Get the full list on TheirStack.

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