Question 1

What is Regulation S-P?

Accepted Answer

Regulation S‑P is an SEC rule that obligates broker‑dealers, investment firms and advisers to protect customers' nonpublic personal information, enforce privacy notices, and provide opt‑out options for data sharing.

Question 2

How many companies comply with Regulation S-P?

Accepted Answer

Based on our data, 142 companies comply with Regulation S-P. This number is updated daily as we discover new companies through job posting analysis.

Question 3

What types of companies comply with Regulation S-P?

Accepted Answer

Regulation S-P is relevant across multiple industries including Financial Services, Software Development, Investment Management. Companies range from startups to enterprises with 10,000+ employees.

Question 4

How does TheirStack track companies related to Regulation S-P?

Accepted Answer

TheirStack analyzes millions of job postings daily from company career pages, job boards, and recruitment platforms. When a company mentions Regulation S-P in their job descriptions, requirements, or responsibilities, we identify them as related to Regulation S-P and add them to our database.

Question 5

How can I get the full list of companies that comply with Regulation S-P?

Accepted Answer

You can access the complete list of 142 companies on TheirStack. The data includes company name, industry, size, location, funding, and revenue. Available via our web app or API.

Question 6

How often is the company data updated?

Accepted Answer

Our database is refreshed daily. We continuously monitor job postings to detect new companies complying with Regulation S-P and update existing records.

Company	Country	Industry	Employees	Revenue	Technologies
LPL Financial	United States	Financial Services	15k	$8.8B	Regulation S-P
Gusto	United States	Software Development	4.8k	$210M	Regulation S-P
Envestnet	United States	Financial Services	2.8k		Regulation S-P
SEI	United States	Financial Services	4.7k	$1.9B	Regulation S-P
DriveWealth	United States	Financial Services	381	$20M	Regulation S-P
Global X ETFs	United States	Investment Management	230		Regulation S-P
Falcon Wealth Planning, Inc.	United States	Investment Management	55		Regulation S-P
Cresset	United States	Financial Services	584	$3M	Regulation S-P
Centura Wealth Advisory	United States	Financial Services	62		Regulation S-P
Focus Financial Partners	United States	Financial Services	3k		Regulation S-P

Companies complying with Regulation S-P

List of companies that comply with Regulation S-P