Question 1

What is Regulation S-P?

Accepted Answer

Regulation S‑P is an SEC rule that obligates broker‑dealers, investment firms and advisers to protect customers' nonpublic personal information, enforce privacy notices, and provide opt‑out options for data sharing.

Question 2

How many companies comply with Regulation S-P?

Accepted Answer

Based on our data, 68 companies comply with Regulation S-P. This number is updated daily as we discover new companies through job posting analysis.

Question 3

What types of companies comply with Regulation S-P?

Accepted Answer

Regulation S-P is relevant across multiple industries including Financial Services, Insurance, Banking. Companies range from startups to enterprises with 10,000+ employees.

Question 4

How does TheirStack track companies related to Regulation S-P?

Accepted Answer

TheirStack analyzes millions of job postings daily from company career pages, job boards, and recruitment platforms. When a company mentions Regulation S-P in their job descriptions, requirements, or responsibilities, we identify them as related to Regulation S-P and add them to our database.

Question 5

How can I get the full list of companies that comply with Regulation S-P?

Accepted Answer

You can access the complete list of 68 companies on TheirStack. The data includes company name, industry, size, location, funding, and revenue. Available via our web app or API.

Question 6

How often is the company data updated?

Accepted Answer

Our database is refreshed daily. We continuously monitor job postings to detect new companies complying with Regulation S-P and update existing records.

Company	Country	Industry	Employees	Revenue	Technologies
LPL Financial	United States	Financial Services	15k	$8.8B	Regulation S-P
Edward Jones	United States	Financial Services	49k	$12B	Regulation S-P
Integrity	United States	Insurance	1.8k		Regulation S-P
Osaic	United States	Financial Services	2.5k	$110M	Regulation S-P
Societe Generale	France	Banking	44k		Regulation S-P
OneDigital	United States	Business Consulting and Services	3.7k	$1B	Regulation S-P
TradeStation	United States	Financial Services	1.2k	$53M	Regulation S-P
Wellstar Health System	United States	Hospitals and Health Care	19k	$914M	Regulation S-P
Envestnet	United States	Financial Services	2.8k		Regulation S-P
Oxford Financial Group, Ltd.	United States	Financial Services	226	$34M	Regulation S-P

Companies complying with Regulation S-P

List of companies that comply with Regulation S-P