Question 1

What is Regulation S-P?

Accepted Answer

Regulation S‑P is an SEC rule that obligates broker‑dealers, investment firms and advisers to protect customers' nonpublic personal information, enforce privacy notices, and provide opt‑out options for data sharing.

Question 2

How many companies comply with Regulation S-P?

Accepted Answer

Based on our data, 127 companies comply with Regulation S-P. This number is updated daily as we discover new companies through job posting analysis.

Question 3

What types of companies comply with Regulation S-P?

Accepted Answer

Regulation S-P is relevant across multiple industries including Software Development, Financial Services, Investment Management. Companies range from startups to enterprises with 10,000+ employees.

Question 4

How does TheirStack track companies related to Regulation S-P?

Accepted Answer

TheirStack analyzes millions of job postings daily from company career pages, job boards, and recruitment platforms. When a company mentions Regulation S-P in their job descriptions, requirements, or responsibilities, we identify them as related to Regulation S-P and add them to our database.

Question 5

How can I get the full list of companies that comply with Regulation S-P?

Accepted Answer

You can access the complete list of 127 companies on TheirStack. The data includes company name, industry, size, location, funding, and revenue. Available via our web app or API.

Question 6

How often is the company data updated?

Accepted Answer

Our database is refreshed daily. We continuously monitor job postings to detect new companies complying with Regulation S-P and update existing records.

Company	Country	Industry	Employees	Revenue	Technologies
Gusto	United States	Software Development	6.8k	$210M	Regulation S-P
LPL Financial	United States	Financial Services	15k	$8.8B	Regulation S-P
Edward Jones	United States	Financial Services	49k	$12B	Regulation S-P
Envestnet	United States	Financial Services	2.8k		Regulation S-P
Kestra Financial	United States	Financial Services	459	$608M	Regulation S-P
Global X ETFs	United States	Investment Management	236		Regulation S-P
BBVA	Spain	Banking	131k		Regulation S-P
Cresset	United States	Financial Services	579	$3M	Regulation S-P
DriveWealth	United States	Financial Services	371	$20M	Regulation S-P
Focus Financial Partners	United States	Financial Services	3k		Regulation S-P

Companies complying with Regulation S-P

List of companies that comply with Regulation S-P